Form N-PX ALPS Variable Investment For: Jun 30


Washington, D.C. 20549

Item 1 – Proxy Voting Record.

Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction FS KKR Capital Corp. FSK 302635206 7/15/2020 4/20/2020 1.1 Elect Director Elizabeth J. Sandler Management For For FS KKR Capital Corp. FSK 302635206 7/15/2020 4/20/2020 1.2 Elect Director Michael J. Hagan Management For Withhold FS KKR Capital Corp. FSK 302635206 7/15/2020 4/20/2020 1.3 Elect Director Jeffrey K. Harrow Management For Withhold FS KKR Capital Corp. FSK 302635206 7/15/2020 4/20/2020 1.4 Elect Director James H. Kropp Management For For FS KKR Capital Corp. FSK 302635206 7/15/2020 4/20/2020 2 Approve Issuance of Shares Below Net Asset Value (NAV) Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 1 Accept Financial Statements and Statutory Reports Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 2 Approve Remuneration Report Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 3 Approve Remuneration Policy Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 4 Appoint Ernst & Young LLP as Auditors Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 5 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 6 Approve Final Dividend Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 7 Re-elect Vijay Bharadia as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 8 Re-elect Benoit Durteste as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 9 Re-elect Virginia Holmes as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 10 Re-elect Michael Nelligan as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 11 Re-elect Kathryn Purves as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 12 Re-elect Amy Schioldager as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 13 Re-elect Andrew Sykes as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 14 Re-elect Stephen Welton as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 15 Elect Lord Davies of Abersoch as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 16 Elect Antje Hensel-Roth as Director Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 17 Approve Omnibus Plan Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 18 Approve Deal Vintage Bonus Plan Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 19 Authorise Issue of Equity Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 20 Authorise Issue of Equity without Pre-emptive Rights Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 21 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 22 Authorise Market Purchase of Ordinary Shares Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 23 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management For For Intermediate Capital Group Plc ICP G4807D192 7/21/2020 7/17/2020 24 Adopt New Articles of Association Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 1 Accept Financial Statements and Statutory Reports Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 2 Approve Remuneration Report Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 3 Re-elect Francesca Barnes as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 4 Reelect Carolina Espinal as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 5 Re-elect Alan Hodson as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 6 Re-elect Andrew Moore as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 7 Elect Edmond Warner as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 8 Re-elect Steven Wilderspin as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 9 Re-elect Peter Wilson as Director Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 10 Ratify Ernst & Young LLP as Auditors Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 11 Authorise Board to Fix Remuneration of Auditors Management For For HarbourVest Global Private Equity Ltd. HVPE G43905127 7/22/2020 7/20/2020 12 Authorise Market Purchase of Ordinary Shares Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.1 Elect Director John Barnett Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.2 Elect Director Michael Bregman Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.3 Elect Director Joseph E. Fluet, III Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.4 Elect Director Joseph J. Heffernan Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.5 Elect Director G. John Krediet Management For Withhold Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.6 Elect Director B. Jeffrey Parr Management For Withhold Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.7 Elect Director Kenneth B. Rotman Management For Withhold Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.8 Elect Director Lionel H. Schipper Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.9 Elect Director Isadore Sharp Management For Withhold Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.10 Elect Director Michael Wagman Management For Withhold Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 1.11 Elect Director Rick Watkin Management For For Clairvest Group Inc. CVG 17965L100 8/11/2020 6/26/2020 2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For                                                             Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Ares Capital Corporation ARCC 04010L103 8/13/2020 6/5/2020 1 Approve Issuance of Shares Below Net Asset Value (NAV) Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 1 Open Meeting Management     Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 2 Elect Chairman of Meeting Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 3 Prepare and Approve List of Shareholders Management     Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 4 Approve Agenda of Meeting Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 5 Designate Inspector(s) of Minutes of Meeting Management     Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 6 Acknowledge Proper Convening of Meeting Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 7.a Amend Articles Re: Equity-Related; Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares; Share Classes Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 7.b Approve 2:1 Stock Split Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 7.c Amend Articles Re: Equity-Related; Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 7.d Approve SEK 13.9 Million Reduction in Share Capital via Share Cancellation Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 7.e Approve Capitalization of Reserves of SEK 13.9 Million for a Bonus Issue Management For For Kinnevik AB KINV.B W5139V596 8/19/2020 8/13/2020 8 Close Meeting Management                         Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 1 Open Meeting Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 2 Elect Chairman of Meeting Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 3 Prepare and Approve List of Shareholders Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 4 Approve Agenda of Meeting Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 5 Designate Inspector(s) of Minutes of Meeting Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 6 Acknowledge Proper Convening of Meeting Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 7.a Receive Financial Statements and Statutory Reports Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 7.b Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 8 Receive President’s Report Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.a Accept Financial Statements and Statutory Reports Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.b Approve Allocation of Income and Dividends of SEK 2.00 Per Share Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c1 Approve Discharge of Board Chairman Anders Borjesson Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c2 Approve Discharge of Board Member Anna Almlof Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c3 Approve Discharge of Board Member Fredrik Borjesson Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c4 Approve Discharge of Board Member Anna Marsell Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c5 Approve Discharge of Board Member Lennart Sjolund Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c6 Approve Discharge of Board Member Ulf Sodergren Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 9.c7 Approve Discharge of Board Member and President Jorgen Wigh Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 10 Approve Principles for the Work of the Nomination Committee Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 11 Determine Number of Members (7) and Deputy Members (0) of Board Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 12.1 Approve Remuneration of Directors in the Aggregate Amount of SEK 2.5 Million; Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 12.2 Approve Remuneration of Auditors Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.1 Reelect Anders Borjesson as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.2 Reelect Anna Almlof as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.3 Reelect Fredrik Borjesson as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.4 Reelect Anna Marsell as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.5 Reelect Ulf Sodergren as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.6 Reelect Jorgen Wigh as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 13.7 Elect Anders Claeson as Director Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 14 Reelect Anders Borjesson as Board Chair Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 15 Ratify KPMG as Auditors Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 17 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 18 Approve Stock Option Plan Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 19 Approve Issuance of up to 10 Percent of Issued Number of Class B Shares without Preemptive Rights Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 20 Amend Articles Re: Equity-Related; Set Minimum (112.5 Million) and Maximum (450 Million) Number of Shares; Editorial Changes Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 21 Approve 3:1 Stock Split Management For For Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 22 Other Business Management     Lagercrantz Group AB LAGR.B W5303A139 8/25/2020 8/19/2020 23 Close Meeting Management                         Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 1 Accept Financial Statements and Statutory Reports Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 2 Approve Directors’ Remuneration Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 3 Re-elect William Maltby as Director Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 4 Re-elect John Falla as Director Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 5 Re-elect Trudi Clark as Director Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 6 Re-elect Wilken von Hodenberg as Director Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 7 Re-elect Peter von Lehe as Director Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 8 Ratify KPMG Channel Islands Limited as Auditors Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 9 Authorise Board to Fix Remuneration of Auditors Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 10 Ratify Past Interim Dividends Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 11 Authorise Market Purchase of Class A Shares Management For For NB Private Equity Partners Ltd. NBPE G64033106 9/10/2020 9/8/2020 12 Authorise Issue of Equity without Pre-emptive Rights Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 1 Accept Financial Statements and Statutory Reports Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 2 Approve Remuneration Report Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 3 Approve Remuneration Policy Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 4 Re-elect Sir Laurie Magnus as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 5 Re-elect John Burgess as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 6 Re-elect David Melvin as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 7 Re-elect Susannah Nicklin as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 8 Elect Dame Sue Owen as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 9 Elect Mary Ann Sieghart as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 10 Re-elect John Singer as Director Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 11 Reappoint Ernst & Young LLP as Auditors Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 12 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 13 Authorise Issue of Equity Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 14 Authorise Issue of Equity without Pre-emptive Rights Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 15 Authorise Market Purchase of Ordinary Shares Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 16 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management For For Pantheon International Plc PIN G6889N139 9/22/2020 9/18/2020 17 Approve Increase in the Maximum Aggregate Annual Remuneration Payable to Directors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.1 Elect Director Leon Black Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.2 Elect Director Joshua Harris Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.3 Elect Director Marc Rowan Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.4 Elect Director Michael Ducey Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.5 Elect Director Robert Kraft Management For For Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.6 Elect Director A.B. Krongard Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 1.7 Elect Director Pauline Richards Management For Withhold Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 3 Advisory Vote on Say on Pay Frequency Management Three Years One Year Apollo Global Management, Inc. APO 03768E105 10/1/2020 8/7/2020 4 Ratify Deloitte & Touche LLP as Auditors Management For Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction GCI Liberty, Inc. GLIBA 36164V305 12/15/2020 10/20/2020 1 Approve Merger Agreement Management For For GCI Liberty, Inc. GLIBA 36164V305 12/15/2020 10/20/2020 2 Adjourn Meeting Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1a Elect Director Stephen P. MacMillan Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1b Elect Director Sally W. Crawford Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1c Elect Director Charles J. Dockendorff Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1d Elect Director Scott T. Garrett Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1e Elect Director Ludwig N. Hantson Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1f Elect Director Namal Nawana Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1g Elect Director Christiana Stamoulis Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 1h Elect Director Amy M. Wendell Management For For Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against Hologic Inc. HOLX 436440101 3/11/2021 1/12/2021 3 Ratify Ernst & Young LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 1 Accept Financial Statements and Statutory Reports Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 2 Approve Remuneration Report Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 3 Approve the Company’s Dividend Policy Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 4 Re-elect Jonathon Bond as Director Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 5 Re-elect Alan Devine as Director Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 6 Re-elect Christina McComb as Director Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 7 Re-elect Diane Seymour-Williams as Director Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 8 Re-elect Calum Thomson as Director Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 9 Reappoint BDO LLP as Auditors Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 10 Authorise Board to Fix Remuneration of Auditors Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 11 Authorise Issue of Equity Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 12 Authorise Issue of Equity without Pre-emptive Rights Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 13 Authorise Market Purchase of Ordinary Shares Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 14 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management For For Standard Life Private Equity Trust Plc SLPE G8425X100 3/23/2021 3/19/2021 15 Adopt New Articles of Association Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 1 Receive Report of Board Management     Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 2 Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 3 Approve Allocation of Income Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 4 Approve Remuneration Report (Advisory Vote) Management For Against Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 5.1 Approve Remuneration of Directors Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 5.2 Amend Articles Re: Address of Registrar Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 5.3 Allow Electronic Distribution of Company Communication Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 6.1 Reelect Jorgen Wisborg as Director Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 6.2 Reelect Hans Martin Smith as Director Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 7 Ratify PricewaterhouseCoopers as Auditors Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 8 Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities Management For For Schouw & Co A/S SCHO K86111166 4/15/2021 4/8/2021 9 Other Business Management                         Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1a Elect Director Sallie B. Bailey Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1b Elect Director William M. Brown Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1c Elect Director Peter W. Chiarelli Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1d Elect Director Thomas A. Corcoran Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1e Elect Director Thomas A. Dattilo Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1f Elect Director Roger B. Fradin Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1g Elect Director Lewis Hay, III Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1h Elect Director Lewis Kramer Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1i Elect Director Christopher E. Kubasik Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1j Elect Director Rita S. Lane Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1k Elect Director Robert B. Millard Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 1l Elect Director Lloyd W. Newton Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For L3Harris Technologies, Inc. LHX 502431109 4/23/2021 2/26/2021 3 Ratify Ernst & Young LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 1 Approve Financial Statements and Statutory Reports Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 2 Approve Consolidated Financial Statements and Statutory Reports Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 3 Approve Allocation of Income and Dividends of EUR 1.09 per Share Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 4 Approve Auditors’ Special Report on Related-Party Transactions Management For Against Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 5 Reelect Marleen Groen as Supervisory Board Member Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 6 Renew Appointment of Gerard Hascoet as Censor Management For Against Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 7 Renew Appointment of Philippe Santini as Censor Management For Against Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 8 Approve Remuneration Policy of General Managerment Management For Against Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 9 Approve Remuneration Policy of Supervisory Board Members Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 10 Approve Compensation Report Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 11 Approve Compensation of Altamir Gerance, General Manager Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 12 Approve Compensation of Jean-Hugues Loyez, Chairman of the Supervisory Board Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 13 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For Altamir SCA LTA F0261L168 4/27/2021 4/23/2021 14 Authorize Filing of Required Documents/Other Formalities Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 1 Elect Chairman of Meeting Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 2 Prepare and Approve List of Shareholders Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 3 Approve Agenda of Meeting Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 4 Designate Inspector(s) of Minutes of Meeting Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 5 Acknowledge Proper Convening of Meeting Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 6 Receive Financial Statements and Statutory Reports Management     Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 7 Accept Financial Statements and Statutory Reports Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 8 Approve Allocation of Income and Omission of Dividends Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.a Approve Discharge of Susanna Campbell Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.b Approve Discharge of Dame Amelia Fawcett Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.c Approve Discharge of Wilhelm Klingspor Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.d Approve Discharge of Brian McBride Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.e Approve Discharge of Henrik Poulsen Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.f Approve Discharge of Cecilia Qvist Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.g Approve Discharge of Charlotte Stromberg Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 9.h Approve Discharge of Georgi Ganev Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 10 Approve Remuneration Report Management For Against Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 11 Determine Number of Members (6) and Deputy Members of Board Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 12.a Approve Remuneration of Directors in the Aggregate Amount of SEK 4.8 Million Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 12.b Approve Remuneration of Auditors Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.a Reelect Susanna Campbell as Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.b Reelect Brian McBride as Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.c Reelect Cecilia Qvist as Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.d Reelect Charlotte Stromberg as Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.e Elect James Anderson as New Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 13.f Elect Harald Mix as New Director Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 14 Elect James Anderson as Board Chairman Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 15.a Amend Articles Re: Auditor Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 15.b Ratify KPMG as Auditors Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 16.a Approve Nomination Committee Procedures Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 16.b Elect Anders Oscarsson (Chairman), Hugo Stenbeck, Marie Klingspor, Lawrence Burns and Board Chairman James Anderson as Members of Nominating Committee Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.a Amend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.b Approve 2:1 Stock Split Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.c Amend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.d Approve Reduction of Share Capital through Redemption of Shares Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.e Approve Capitalization of Reserves of SEK 13.9 Million Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 17.f Approve SEK 25,000 Reduction in Share Capital via Reduction of Par Value for Transfer to Unrestricted Equity Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 18 Approve Special Dividends to Holders of Incentive Shares of Class D Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 19 Approve Transfer of Own Class B Shares to Cover Costs for Outstanding Long-Term Incentive Plans Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 20.a Authorize New Class of Common Stock of Class X Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 20.b Approve Equity Plan Financing Through Issue of Class X Shares Management For For Kinnevik AB KINV.B W5139V646 4/29/2021 4/21/2021 20.c Approve Equity Plan Financing Through Repurchase of Class X Shares Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 1 Accept Financial Statements and Statutory Reports Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 2 Approve Remuneration Report Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 3 Ratify KPMG Channel Islands Limited as Auditors Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 4 Authorise Board to Fix Remuneration of Auditors Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 5 Re-elect Chris Ambler as Director Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 6 Re-elect Mike Bane as Director Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 7 Re-elect Tim Breedon as Director Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 8 Re-elect Stephanie Coxon as Director Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 9 Re-elect Sally-Ann Farnon as Director Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 10 Approve Dividend Policy Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 11 Authorise Market Purchase of Ordinary Shares Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 12 Authorise Issue of Equity without Pre-emptive Rights Management For For Apax Global Alpha Ltd. APAX G04039106 5/4/2021 4/30/2021 13 Approve Discontinuation Resolution Management Against Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 1 Elect Chairman of Meeting Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 2.1 Designate Clarissa Froberg as Inspector(s) of Minutes of Meeting Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 2.2 Designate Sverre Linton as Inspector(s) of Minutes of Meeting Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 3 Prepare and Approve List of Shareholders Management     Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 4 Approve Agenda of Meeting Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 5 Acknowledge Proper Convening of Meeting Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 6 Receive Financial Statements and Statutory Reports Management     Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 7 Accept Financial Statements and Statutory Reports Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 8 Approve Allocation of Income Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.1 Approve Discharge of Board Chairman Patrick Svensk Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.2 Approve Discharge of Board Member Fredrik Carlsson Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.3 Approve Discharge of Board Member Jan Nord Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.4 Approve Discharge of Board Member Johan Lundberg Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.5 Approve Discharge of Board Member Eva Leach Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.6 Approve Discharge of Board Member Andrew McCue Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 9.7 Approve Discharge of CEO Pontus Lindwall Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 10 Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 11 Approve Remuneration of Directors in the Amount of SEK 940,000 to Chairman and SEK 470,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.1 Reelect Patrick Svensk as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.2 Reelect Fredrik Carlsson as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.3 Reelect Jan Nord as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.4 Reelect Johan Lundberg as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.5 Reelect Eva Leach as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.6 Reelect Andrew McCue as Director Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.7 Reelect Patrick Svensk as Board Chairman Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 12.8 Ratify PricewaterhouseCoopers as Auditors Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 13 Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 14 Approve Remuneration Report Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 15.a Approve Incentive Program Based on Transferable Call Options Mainly for Employees in Sweden Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 15.b Approve Stock Option Plan for Key Employees Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 16.a Approve 2:1 Stock Split Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 16.b Approve SEK 48.2 Million Reduction in Share Capital via Share Cancellation Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 16.c Approve Capitalization of Reserves of SEK 48.2 Million Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 17 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 18 Approve Issuance of up to 14.4 Million Class B Shares without Preemptive Rights Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 19 Amend Articles Re: Change Reporting Currency from SEK to EUR Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 20.a Approve SEK 1.2 Million Reduction in Share Capital via Share Cancellation Management For For Betsson AB BETS.B W1556U633 5/5/2021 4/27/2021 20.b Approve Capitalization of Reserves of SEK 1.2 Million Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 1 Elect Chairman of Meeting Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 2a Designate Marianne Nilsson as Inspector of Minutes of Meeting Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 2b Designate Ossian Ekdahl as Inspector of Minutes of Meeting Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 3 Prepare and Approve List of Shareholders Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 4 Approve Agenda of Meeting Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 5 Acknowledge Proper Convening of Meeting Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 6 Receive Financial Statements and Statutory Reports Management     Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 7 Accept Financial Statements and Statutory Reports Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 8 Approve Remuneration Report Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9a Approve Discharge of Gunnar Brock Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9b Approve Discharge of Johan Forssell Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9c Approve Discharge of Magdalena Gerger Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9d Approve Discharge of Tom Johnstone Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9e Approve Discharge of Sara Mazur Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9.f Approve Discharge of Grace Reksten Skaugen Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9g Approve Discharge of Hans Straberg Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9h Approve Discharge of Lena Treschow Torell Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9i Approve Discharge of Jacob Wallenberg Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 9j Approve Discharge of Marcus Wallenberg Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 10 Approve Allocation of Income and Dividends of SEK 14.00 Per Share Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 11a Determine Number of Members (11) and Deputy Members (0) of Board Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 11b Determine Number of Auditors (1) and Deputy Auditors Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 12a Approve Remuneration of Directors in the Amount of SEK 2.9 Million for Chairman, SEK 1.7 Million for Deputy Chairman and SEK 780,000 for Other Directors; Approve Remuneration for Committee Work Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 12b Approve Remuneration of Auditors Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13a Reelect Gunnar Brock as Director Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13.b Reelect Johan Forssell as Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13c Reelect Magdalena Gerger as Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13d Reelect Tom Johnstone as Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13e Reelect Sara Mazur as Director Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13f Reelect Grace Reksten Skaugen as Director Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13g Reelect Hans Straberg as Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13h Reelect Jacob Wallenberg as Director Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13i Reelect Marcus Wallenberg as Director Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13j Elect Isabelle Kocher as New Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 13k Elect Sven Nyman as New Director Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 14 Reelect Jacob Wallenberg as Board Chairman Management For Against Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 15 Ratify Deloitte as Auditors Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 16a Approve Performance Share Matching Plan (LTVR) for Employees in Investor Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 16b Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 17a Authorize Share Repurchase Program Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 17b Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants Management For For Investor AB INVE.B W5R777115 5/5/2021 4/27/2021 18 Amend Articles Re: Set Minimum (1.3 Billion) and Maximum (5.2 Billion) Number of Shares; Set Maximum (5.2 Billion) Number of Class A Shares; Set Maximum (5.2 Billion) Number of Class B Shares Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1a Elect Director Mary K. Brainerd Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1b Elect Director Giovanni Caforio Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1c Elect Director Srikant M. Datar Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1d Elect Director Allan C. Golston Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1e Elect Director Kevin A. Lobo Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1f Elect Director Sherilyn S. McCoy Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1g Elect Director Andrew K. Silvernail Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1h Elect Director Lisa M. Skeete Tatum Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1i Elect Director Ronda E. Stryker Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 1j Elect Director Rajeev Suri Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 2 Ratify Ernst & Young LLP as Auditors Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 3 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 4 Report on Workforce Involvement in Corporate Governance Share Holder Against Against Stryker Corporation SYK 863667101 5/5/2021 3/8/2021 5 Provide Right to Call A Special Meeting Share Holder Against For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1a Elect Director Rainer M. Blair Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1b Elect Director Linda Hefner Filler Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1c Elect Director Teri List Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1d Elect Director Walter G. Lohr, Jr. Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1e Elect Director Jessica L. Mega Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1f Elect Director Mitchell P. Rales Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1g Elect Director Steven M. Rales Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1h Elect Director Pardis C. Sabeti Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1i Elect Director John T. Schwieters Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1j Elect Director Alan G. Spoon Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1k Elect Director Raymond C. Stevens Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 1l Elect Director Elias A. Zerhouni Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 2 Ratify Ernst & Young LLP as Auditors Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 3 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Danaher Corporation DHR 235851102 5/5/2021 3/8/2021 4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Share Holder Against For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.1 Elect Director Jeff Bender Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.2 Elect Director John Billowits Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.3 Elect Director Lawrence Cunningham Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.4 Elect Director Susan Gayner Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.5 Elect Director Robert Kittel Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.6 Elect Director Mark Leonard Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.7 Elect Director Paul McFeeters Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.8 Elect Director Mark Miller Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.9 Elect Director Lori O’Neill Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.10 Elect Director Donna Parr Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.11 Elect Director Andrew Pastor Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.12 Elect Director Dexter Salna Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.13 Elect Director Stephen R. Scotchmer Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.14 Elect Director Barry Symons Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 1.15 Elect Director Robin Van Poelje Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For Constellation Software Inc. CSU 21037X100 5/6/2021 3/25/2021 3 Advisory Vote on Executive Compensation Approach Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 1 Accept Financial Statements and Statutory Reports Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 2 Approve Remuneration Report Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 3 Approve Final Dividend Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 4 Re-elect Richard Brooman as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 5 Re-elect Peter Dunscombe as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 6 Re-elect Jim Strang as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 7 Re-elect Guy Wakeley as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 8 Re-elect Anne West as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 9 Elect Pilar Junco as Director Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 10 Reappoint Grant Thornton UK LLP as Auditors Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 11 Authorise Board to Fix Remuneration of Auditors Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 12 Authorise Issue of Equity Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 13 Authorise Issue of Equity without Pre-emptive Rights Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 14 Authorise Market Purchase of Ordinary Shares Management For For HgCapital Trust Plc HGT G4441G148 5/11/2021 5/7/2021 15 Adopt New Articles of Association Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Partners Group Holding AG PGHN H6120A101 5/12/2021   1 Accept Financial Statements and Statutory Reports Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   2 Approve Allocation of Income and Dividends of CHF 27.50 per Share Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   3 Approve Discharge of Board and Senior Management Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   4 Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   5 Approve Remuneration Report Management For Against Partners Group Holding AG PGHN H6120A101 5/12/2021   6.1 Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.2 Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.3 Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.4 Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.5 Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.6 Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   6.7 Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.1 Elect Steffen Meister as Director and as Board Chairman Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.2 Elect Marcel Erni as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.3 Elect Alfred Gantner as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.4 Elect Lisa Hook as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.5 Elect Joseph Landy as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.6 Elect Grace del Rosario-Castano as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.7 Elect Martin Strobel as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.1.8 Elect Urs Wietlisbach as Director Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.2.1 Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.2.2 Appoint Lisa Hook as Member of the Nomination and Compensation Committee Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.2.3 Appoint Martin Strobel as Member of the Nomination and Compensation Committee Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.3 Designate Hotz & Goldmann as Independent Proxy Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   7.4 Ratify KPMG AG as Auditors Management For For Partners Group Holding AG PGHN H6120A101 5/12/2021   8 Transact Other Business (Voting) Management For Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction IDEX Corporation IEX 45167R104 5/12/2021 3/15/2021 1a Elect Director William M. Cook Management For For IDEX Corporation IEX 45167R104 5/12/2021 3/15/2021 1b Elect Director Mark A. Buthman Management For For IDEX Corporation IEX 45167R104 5/12/2021 3/15/2021 1c Elect Director Lakecia N. Gunter Management For For IDEX Corporation IEX 45167R104 5/12/2021 3/15/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For IDEX Corporation IEX 45167R104 5/12/2021 3/15/2021 3 Ratify Deloitte & Touche LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 1 Open Meeting Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 2 Elect Chairman of Meeting Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 3 Prepare and Approve the Register of Shareholders Entitled to Vote Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 4 Approve Agenda Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 5 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 6 Determine Whether the Meeting has been Duly Convened Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 7 Statement by CEO Management     Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 8 Approve Dividends Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 9 Accept Consolidated Financial Statements and Statutory Reports Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 10 Approve Remuneration Report Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 11 Fix Number of Directors Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 12 Approve Remuneration of Directors Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 13 Re-elect Peter Boggs as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 14 Re-elect Gunnel Duveblad as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 15 Re-elect Erik Forsberg as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 16 Re-elect Carl-Magnus Mansson as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 17 Elect Evert Carlsson as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 18 Elect Fredrik Peyron as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 19 Elect Heidi Skogster as Director Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 20 Appoint Evert Carlsson as Board Chair Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 21 Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 22 Approve Guidelines on Electing Nomination Committee Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 23 Approve Remuneration Policy Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 24 Authorize Share Repurchase Program Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 25 Approve Reduction in Share Capital via Share Cancellation Management For For Kindred Group Plc KIND X4S1CH103 5/12/2021 4/30/2021 26 Close Meeting Management                         Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Brederode SA BREB L1236K106 5/12/2021 4/28/2021 1 Receive Director’s Reports (Non-Voting) Management     Brederode SA BREB L1236K106 5/12/2021 4/28/2021 2 Receive Financial Statements and Statutory Reports (Non-Voting) Management     Brederode SA BREB L1236K106 5/12/2021 4/28/2021 3 Discuss Company’s Corporate Governance Statement Management     Brederode SA BREB L1236K106 5/12/2021 4/28/2021 4 Receive Auditor’s Report (Non-Voting) Management     Brederode SA BREB L1236K106 5/12/2021 4/28/2021 5 Approve Financial Statements Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 6 Approve Allocation of Income Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 7 Approve Dividends of EUR 1.08 Per Share Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 8 Approve Discharge of Directors Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 9 Approve Remuneration Policy Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 10 Approve Remuneration Report Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 11 Approve Remuneration of Directors Management For For Brederode SA BREB L1236K106 5/12/2021 4/28/2021 12 Approve Discharge of Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1a Elect Director Mitchell P. Rales Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1b Elect Director Matthew L. Trerotola Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1c Elect Director Patrick W. Allender Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1d Elect Director Thomas S. Gayner Management For Against Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1e Elect Director Rhonda L. Jordan Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1f Elect Director Liam J. Kelly Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1g Elect Director Philip A. Okala Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1h Elect Director A. Clayton Perfall Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1i Elect Director Didier Teirlinck Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1j Elect Director Rajiv Vinnakota Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 1k Elect Director Sharon Wienbar Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 2 Ratify Ernst & Young LLP as Auditors Management For For Colfax Corporation CFX 194014106 5/12/2021 3/22/2021 3 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 1 Approve Spin-Off Agreement Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 2 Approve the Corporate Opportunities Charter Amendment Management For Against IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 3 Adjourn Meeting Management For Against IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4a Elect Director Chelsea Clinton Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4b Elect Director Barry Diller Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4c Elect Director Michael D. Eisner Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4d Elect Director Bonnie S. Hammer Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4e Elect Director Victor A. Kaufman Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4f Elect Director Joseph Levin Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4g Elect Director Bryan Lourd Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4h Elect Director Westley Moore Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4i Elect Director David Rosenblatt Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4j Elect Director Alan G. Spoon Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4k Elect Director Alexander von Furstenberg Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 4l Elect Director Richard F. Zannino Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 5 Ratify Ernst & Young LLP as Auditors Management For For IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 6 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against IAC/InterActiveCorp IAC 44891N109 5/14/2021 4/6/2021 7 Advisory Vote on Say on Pay Frequency Management Three Years One Year                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.1 Elect Director Kevin J. McNamara Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.2 Elect Director Ron DeLyons Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.3 Elect Director Joel F. Gemunder Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.4 Elect Director Patrick P. Grace Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.5 Elect Director Christopher J. Heaney Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.6 Elect Director Thomas C. Hutton Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.7 Elect Director Andrea R. Lindell Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.8 Elect Director Thomas P. Rice Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.9 Elect Director Donald E. Saunders Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 1.10 Elect Director George J. Walsh, III Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 3 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Chemed Corporation CHE 16359R103 5/17/2021 3/24/2021 4 Report on Political Contributions Share Holder Against For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1a Elect Director Ellen R. Alemany Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1b Elect Director Jeffrey A. Goldstein Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1c Elect Director Lisa A. Hook Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1d Elect Director Keith W. Hughes Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1e Elect Director Gary L. Lauer Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1f Elect Director Gary A. Norcross Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1g Elect Director Louise M. Parent Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1h Elect Director Brian T. Shea Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1i Elect Director James B. Stallings, Jr. Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 1j Elect Director Jeffrey E. Stiefler Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3/25/2021 3 Ratify KPMG LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1a Elect Director Marc N. Casper Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1b Elect Director Nelson J. Chai Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1c Elect Director C. Martin Harris Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1d Elect Director Tyler Jacks Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1e Elect Director R. Alexandra Keith Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1f Elect Director Thomas J. Lynch Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1g Elect Director Jim P. Manzi Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1h Elect Director James C. Mullen Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1i Elect Director Lars R. Sorensen Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1j Elect Director Debora L. Spar Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1k Elect Director Scott M. Sperling Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 1l Elect Director Dion J. Weisler Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3/26/2021 4 Provide Right to Call A Special Meeting Share Holder Against For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Liberty Media Corporation FWONA 531229870 5/25/2021 3/31/2021 1.1 Elect Director Brian M. Deevy Management For Withhold Liberty Media Corporation FWONA 531229870 5/25/2021 3/31/2021 1.2 Elect Director Gregory B. Maffei Management For For Liberty Media Corporation FWONA 531229870 5/25/2021 3/31/2021 1.3 Elect Director Andrea L. Wong Management For For Liberty Media Corporation FWONA 531229870 5/25/2021 3/31/2021 2 Ratify KPMG LLP as Auditors Management For For Liberty Media Corporation FWONA 531229870 5/25/2021 3/31/2021 3 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction EXOR NV EXO N3140A107 5/27/2021 4/29/2021 2.b Approve Remuneration Report Management For Against EXOR NV EXO N3140A107 5/27/2021 4/29/2021 2.c Adopt Financial Statements Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 2.e Approve Dividends of EUR 0.43 Per Share Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 3.a Ratify Ernst & Young Accountants LLP as Auditors Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 4.a Approve Discharge of Executive Directors Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 4.b Approve Discharge of Non-Executive Directors Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 5 Elect Ajaypal Banga as Non-Executive Director Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 6.a Authorize Repurchase of Shares Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 6.b Approve Cancellation of Repurchased Shares Management For For EXOR NV EXO N3140A107 5/27/2021 4/29/2021 6.c Grant Board Authority to Issue Shares Management For Against EXOR NV EXO N3140A107 5/27/2021 4/29/2021 6.d Authorize Board to Exclude Preemptive Rights from Share Issuances Management For Against EXOR NV EXO N3140A107 5/27/2021 4/29/2021 6.e Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights Management For Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 1.1 Elect Director Daniel A. D’Aniello Management For Withhold The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 1.2 Elect Director Peter J. Clare Management For Withhold The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 1.3 Elect Director Thomas S. Robertson Management For For The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 1.4 Elect Director William J. Shaw Management For For The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 2 Ratify Ernst & Young LLP as Auditors Management For For The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 3 Amend Omnibus Stock Plan Management For For The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 4 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against The Carlyle Group Inc. CG 14316J108 6/1/2021 4/5/2021 5 Advisory Vote on Say on Pay Frequency Management One Year One Year                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Ares Capital Corporation ARCC 04010L103 6/7/2021 4/8/2021 1a Elect Director Michael K. Parks Management For Against Ares Capital Corporation ARCC 04010L103 6/7/2021 4/8/2021 1b Elect Director Robert L. Rosen Management For Against Ares Capital Corporation ARCC 04010L103 6/7/2021 4/8/2021 1c Elect Director Bennett Rosenthal Management For Against Ares Capital Corporation ARCC 04010L103 6/7/2021 4/8/2021 2 Ratify KPMG LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 1 Approve Business Operations Report and Financial Statements Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 2 Approve Amendment to Rules and Procedures for Election of Directors Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 3 Approve Issuance of Restricted Stocks Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.1 Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.2 Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.3 Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.4 Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.5 Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.6 Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.7 Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.8 Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.9 Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director Management For For Taiwan Semiconductor Manufacturing Co., Ltd. 2330 Y84629107 6/8/2021 4/9/2021 4.10 Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 1 Open Meeting Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 2 Elect Chairman of Meeting Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 3 Prepare and Approve the Register of Shareholders Entitled to Vote Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 4 Approve Agenda Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 5 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 6 Determine Whether the Meeting has been Duly Convened Management     Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 7 Authorize Share Repurchase Program Management For For Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 8 Approve Reduction in Share Capital via Share Cancellation Management For For Kindred Group Plc KIND X4S1CH103 6/10/2021 5/31/2021 9 Close Meeting Management                         Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.1 Elect Director M. Elyse Allan Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.2 Elect Director Angela F. Braly Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.3 Elect Director Janice Fukakusa Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.4 Elect Director Maureen Kempston Darkes Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.5 Elect Director Frank J. McKenna Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.6 Elect Director Hutham S. Olayan Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.7 Elect Director Seek Ngee Huat Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 1.8 Elect Director Diana L. Taylor Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For Brookfield Asset Management Inc. BAM.A 112585104 6/11/2021 4/23/2021 3 Advisory Vote on Executive Compensation Approach Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1a Elect Director Michael J Arougheti Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1b Elect Director Antoinette Bush Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1c Elect Director Paul G. Joubert Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1d Elect Director R. Kipp deVeer Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1e Elect Director David B. Kaplan Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1f Elect Director Michael Lynton Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1g Elect Director Judy D. Olian Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1h Elect Director Antony P. Ressler Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 1i Elect Director Bennett Rosenthal Management For Against Ares Management Corporation ARES 03990B101 6/16/2021 4/19/2021 2 Ratify Ernst & Young LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 1 Accept Financial Statements and Statutory Reports Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 2 Ratify PricewaterhouseCoopers CI LLP as Auditors and Authorise Their Remuneration Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 3 Re-elect Felix Haldner as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 4 Re-elect Fionnuala Carvill as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 5 Re-elect Henning von der Forst as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 6 Re-elect Merise Wheatley as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 7 Re-elect Richard Battey as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 8 Re-elect Steve Le Page as Director Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 9 Approve Company’s Dividend Policy Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 10 Authorise Issue of Equity without Pre-emptive Rights Management For For Princess Private Equity Holding Ltd. PEY G72442125 6/18/2021 6/16/2021 11 Authorise Market Purchase of Ordinary Shares Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   1 Accept Financial Statements and Statutory Reports Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   2 Approve Discharge of Board and Senior Management Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   3 Approve Allocation of Income and Omission of Dividends Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.1.1 Reelect Hans Hasler as Director and Board Chairman Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.1.2 Reelect Rudolf Lanz as Director Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.1.3 Reelect Mario Giuliani as Director Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.1.4 Reelect Stella Xu as Director Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.2 Elect Elaine Jones as Director Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.3.1 Reappoint Mario Giuliani as Member of the Compensation Committee Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.3.2 Appoint Stella Xu as Member of the Compensation Committee Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   4.3.3 Appoint Elaine Jones as Member of the Compensation Committee Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   5.1 Approve Fixed Remuneration of Directors in the Amount of CHF 400,000 Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   5.2 Approve Variable Remuneration of Directors in the Amount of CHF 8.4 Million Management For Against HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   5.3 Approve Fixed Remuneration of Executive Committee in the Amount of CHF 330,000 Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   6 Ratify Ernst & Young AG as Auditors Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   7 Designate KBT Treuhand AG as Independent Proxy Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   8 Approve CHF 87 Million Reduction in Share Capital via Reduction in Par Value and Repayment of CHF 12.50 per Share Management For For HBM Healthcare Investments AG HBMN H3553X112 6/18/2021   9 Transact Other Business (Voting) Management For Against                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 1 Accept Financial Statements and Statutory Reports Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 2 Approve Final Dividend Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 3 Re-elect Jane Tufnell as Director Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 4 Re-elect Alastair Bruce as Director Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 5 Re-elect Sandra Pajarola as Director Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 6 Re-elect Gerhard Fusenig as Director Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 7 Elect David Warnock as Director Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 8 Reappoint Ernst & Young LLP as Auditors Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 9 Authorise Board to Fix Remuneration of Auditors Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 10 Approve Remuneration Report Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 11 Authorise Issue of Equity Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 12 Authorise Issue of Equity without Pre-emptive Rights Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 13 Authorise Market Purchase of Ordinary Shares Management For For ICG Enterprise Trust Plc ICGT G4707H103 6/21/2021 6/17/2021 14 Authorise the Company to Call General Meeting with Two Weeks’ Notice Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1a Elect Director Ajay Banga Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1b Elect Director Merit E. Janow Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1c Elect Director Richard K. Davis Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1d Elect Director Steven J. Freiberg Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1e Elect Director Julius Genachowski Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1f Elect Director Choon Phong Goh Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1g Elect Director Oki Matsumoto Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1h Elect Director Michael Miebach Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1i Elect Director Youngme Moon Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1j Elect Director Rima Qureshi Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1k Elect Director Jose Octavio Reyes Lagunes Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1l Elect Director Gabrielle Sulzberger Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1m Elect Director Jackson Tai Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 1n Elect Director Lance Uggla Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For Against Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 4 Amend Omnibus Stock Plan Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 5 Amend Non-Employee Director Omnibus Stock Plan Management For For Mastercard Incorporated MA 57636Q104 6/22/2021 4/23/2021 6 Eliminate Supermajority Vote Requirement Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 1.1 Elect Director William P. Foley, II Management For For Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 1.2 Elect Director David Aung Management For For Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 1.3 Elect Director Frank R. Martire Management For Withhold Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 1.4 Elect Director Richard N. Massey Management For For Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 2 Advisory Vote to Ratify Named Executive Officers’ Compensation Management For For Cannae Holdings, Inc. CNNE 13765N107 6/23/2021 4/26/2021 3 Ratify Deloitte & Touche LLP as Auditors Management For For                     Issuer Name Ticker Primary Security ID Meeting Date Record Date Proposal Number Proposal Text Proponent Management Recommendation Vote Instruction Entain Plc ENT G3167C109 6/25/2021 6/23/2021 1 Accept Financial Statements and Statutory Reports Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 2 Approve Remuneration Report Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 3 Ratify KPMG LLP as Auditors Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 4 Authorise Board to Fix Remuneration of Auditors Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 5 Elect David Satz as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 6 Elect Robert Hoskin as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 7 Elect Stella David as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 8 Elect Vicky Jarman as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 9 Elect Mark Gregory as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 10 Re-elect Rob Wood as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 11 Re-elect Jette Nygaard-Andersen as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 12 Re-elect Barry Gibson as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 13 Re-elect Peter Isola as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 14 Re-elect Pierre Bouchut as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 15 Re-elect Virginia McDowell as Director Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 16 Approve Increase in Aggregate Fees Payable to Non-executive Directors Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 17 Approve Increase in Size of Board Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 18 Authorise Issue of Equity Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 19 Authorise Issue of Equity without Pre-emptive Rights Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 20 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For Entain Plc ENT G3167C109 6/25/2021 6/23/2021 21 Authorise Market Purchase of Shares Management For For

Pursuant to the requirements of the Investment Company
Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


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