exchange commission
Faraday Future Receives Nasdaq Acceptance of Plan to Restore Listing Compliance | national company
LOS ANGELES–(BUSINESS WIRE)–March 15, 2022– Faraday Future Intelligent Electric Inc. (“FF” or the “Company”) (NASDAQ: FFIE), a California-based global shared intelligent electric mobility ecosystem company, today announced that the Nasdaq Stock Market LLC (“Nasdaq” ) accepted the company’s plan to restore compliance with Nasdaq listing rule 5250(c)(1), which allows FF’s common stock and warrants to …
China’s regulator is confident it can fix audit issues for US-listed Chinese stocks
SHANGHAI, March 11 (Reuters) – China’s securities regulator said on Friday it was confident it would reach an agreement with its U.S. counterparts on securities supervision, after listed Chinese stocks fell in the United States following the designation of the first Chinese companies potentially delisted. Earlier this week, the U.S. Securities Exchange Commission (SEC) identified …
Zacks: Analysts expect Premier Financial Corp. (NASDAQ:PFC) will post quarterly sales of $73.60 million
Stock analysts predict that Premier Financial Corp. (NASDAQ:PFC – Get a rating) will announce revenue of $73.60 million for the current fiscal quarter, according to Zacks. Three analysts have released earnings estimates for Premier Financial. The highest sales estimate is $75.00 million and the lowest is $72.90 million. Premier Financial reported sales of $82.79 million …
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Biden orders government to study digital dollar and other cryptocurrency risks
WASHINGTON, March 9 (Reuters) – U.S. President Joe Biden on Wednesday signed an executive order requiring the government to assess the risks and benefits of creating a central bank digital dollar, along with other cryptocurrency issues , the White House said. Bitcoin has been in the news as the administration’s holistic and deliberative approach eased …
Analysts expect Heritage Commerce Corp (NASDAQ:HTBK) to report earnings of $0.20 per share
Analysts predict that Heritage Commerce Corp (NASDAQ:HTBK – Get a rating) will report earnings of $0.20 per share for the current quarter, according to Zacks. Three analysts have made estimates for Heritage Commerce earnings, with estimates ranging from $0.19 to $0.21. Heritage Commerce reported earnings of $0.19 per share in the same quarter last year, …
Apple investors call for civil rights audit | the islander
Apple shareholders are urging the iPhone maker to submit to an independent audit assessing its treatment of women and minority workers, issuing a rare rebuke to a management team that runs the world’s most valuable company . The measure, passed at Apple’s annual meeting, is non-binding, so the company is not required to adopt the …
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Morgan Stanley discloses investigation into block trading activities
Feb. 24 (Reuters) – Morgan Stanley (MS.N) said on Thursday that U.S. regulators and prosecutors were investigating various aspects of the investment bank’s block trading business. The disclosure in a regulatory filing follows reports that the U.S. Securities and Exchange Commission (SEC) is investigating whether financial executives may have breached rules by advising hedge funds …
Analysts expect Synovus Financial Corp. (NYSE:SNV) posts earnings per share of $1.03
Wall Street analysts expect Synovus Financial Corp. (NYSE:SNV) reports earnings of $1.03 per share for the current fiscal quarter, Zacks Investment Research reports. Six analysts provided earnings estimates for Synovus Financial, with the lowest EPS estimate of $0.92 and the highest estimate of $1.15. Synovus Financial reported earnings per share of $1.21 in the same …
Apple cuts 12 suppliers over ‘conflict minerals’ failures
AppleInsider is supported by its audience and is eligible to earn an Amazon Associate and Affiliate Partner commission on qualifying purchases. These affiliate partnerships do not influence our editorial content. Apple reported that in 2021 it stopped working with 12 smelters and refiners over concerns about their mining in areas of armed conflict. …
Analysts expect Joby Aviation Inc (NYSE:JOBY) to report earnings per share of -$0.15
Stock analysts expect Joby Aviation Inc (NYSE:JOBY) to post ($0.15) earnings per share (EPS) for the current quarter, Zacks Investment Research reports. No analyst has made earnings estimates for Joby Aviation. The company is due to release its next earnings report on Thursday, February 10. According to Zacks, analysts expect Joby Aviation to report annual …
Virtual Currency Legal Report: Week of January 7, 2022 | Coie Perkins
Weekly Fintech focus US Congress to Hold Oversight Hearing on Cryptocurrency Mining NY DFS Hires New Assistant Superintendent Recent announcements from federal regulators signal changes in senior management at the SEC, CFTC and FDIC CFTC Fines Crypto Betting Service Polymarket $1.4M Over Unregistered Swaps Australian Open offers NFT sales alongside 2022 tournament ESMA publishes Request …
Cognition Therapeutics Provides Update on Company and Pipeline Progress, Reviews 2022 Targets | Your money
PURCHASE, NY, Jan. 10, 2022 (GLOBE NEWSWIRE) – Cognition Therapeutics, Inc. (Nasdaq: CGTX), a clinical-stage biopharmaceutical company engaged in the discovery and development of innovative small molecule therapies targeting degenerative diseases associated with the ‘age and disorders of the central nervous system and retina (the “Company” or “cognition”), today presented a summary of the Company’s …
BioSig to Present at Needham’s 24th Annual Virtual Growth Conference
BioSig is leaving 2021 after treating over 1,800 patient cases with the PURE EP â„¢ System. Westport, CT, January 6, 2022 (GLOBE NEWSWIRE) – BioSig Technologies, Inc. (Nasdaq: BSGM) (“BioSig†or the “Companyâ€), a medical technology company commercializing an innovative signal processing platform designed to improve signal fidelity and experience the full range of ECG …
OrthoPediatrics Corp. (NASDAQ: KIDS) expected to post quarterly sales of $ 25.06 million
Analysts expect OrthoPediatrics Corp. (NASDAQ: KIDS) Reports $ 25.06 Million in Revenue for Current Fiscal Quarter, According to Zacks investment research. Three analysts provided earnings estimates for OrthoPediatrics, with the highest sales estimate at $ 25.61 million and the lowest estimate at $ 24.76 million. OrthoPediatrics reported sales of $ 18.92 million in the same …
Omicron is expected to hit the market. Why stocks look past the spread.
Photo by Pierre Crom / Getty Images Text size There is no slowdown for Omicron, but there is also no slowdown in the stock market as the new year approaches. The two may not be as incompatible as they seem. The stock market is expected to continue its end-of-year rally on Tuesday, with the S&P …
Space cadets Branson and Bezos win 2021 shamelessness award | Richard branson
Every Christmas, Observer Business Agenda takes a look at the past year, seeking to shine a light on the luminaries of the business world whose actions might otherwise have gone unnoticed. At first glance, 2021 looked horribly like 2020 – a pandemic, various lockdowns and a new wave of infections to top it all off …
ALFI ALERT: Bragar Eagel & Squire, PC Reminds Investors That Class Action Has … | Your money
NEW YORK, Dec. 24, 2021 (GLOBE NEWSWIRE) – Bragar Eagel & Squire, PC, a nationally recognized law firm, reminds investors that a class action lawsuit has been filed against Alfi, Inc. (“Alfi Or the “Company”) (NASDAQ: ALF) in the United States District Court for the Southern District of Florida on behalf of all persons and …
Investment Management, Trading & Markets Updates – December 2021 | Alston & Bird
NFA adds questions on virtual currency and micro-contracts to annual questionnaire On December 6, 2021, the National Futures Association (NFA) published Notice I-21-42 to inform NFA members that new questions have been added to the annual questionnaire regarding members’ cash / physical virtual currency, virtual currency derivatives and micro-contract transactions. The new questions aim to …
Analysts predict Saia, Inc. (NASDAQ: SAIA) to post earnings of $ 2.55 per share
Brokerage firms expect Saia, Inc. (NASDAQ: SAIA) to report earnings per share (EPS) of $ 2.55 for the current fiscal quarter, Zack reports. Five analysts provided earnings estimates for Saia, with the lowest EPS estimate at $ 2.45 and the highest estimate at $ 2.86. Saia reported earnings of $ 1.51 per share for the …
New SEC Staff Guidance on Shareholder Proposal Exclusions | Baker
Key points to remember The Division of Corporation Finance (staff) of the Securities and Exchange Commission has issued Staff Legal Bulletin No. 14L, which provides new guidance on the basis allowed for excluding shareholder proposals from the proxy circular of ” a company public under Rule 14a-8 (i) (7) exclusion of ordinary business and exclusion …
One World Universe, Inc. purchases additional LAND in Virtual Sandbox Metaverse
CEO Jerry C. Craig to conduct first interview to be released on Friday HUNTINGTON BEACH, CA, December 7, 2021 (GLOBE NEWSWIRE) – via NewMediaWire – One World Universe Inc. (OTC: OWUV), a publicly traded company that invests in sports-related businesses, distressed assets, business opportunities within emerging industries such as the Metaverse and providing humanitarian efforts …
Jefferies Financial Group comments on Chewy, Inc.’s earnings for fiscal 2022 (NYSE: CHWY)
Chewy, Inc. (NYSE: CHWY) – Stock analysts at Jefferies Financial Group lowered their 2022 earnings per share estimates for Chewy in a research report released on Monday, December 6. Jefferies Financial Group analyst S. Wissink now predicts the company will post earnings per share of $ 0.05 for the year, down from its previous estimate …
Li-Cycle appoints Debbie Simpson as CFO
TORONTO – (COMMERCIAL THREAD) – Li-Cycle Holdings Corp. (NYSE: LICY) (“Li-Cycle†or “the Companyâ€), a leader in the lithium-ion battery resource recovery industry and the leading lithium-ion battery recycler in North America, today has announced the appointment of Debbie Simpson as Chief Financial Officer (CFO), effective February 1, 2022. “We are delighted to welcome Debbie …
Asia shares mostly on the rise; News from Didi and Kaisa hits Hang Seng
Stocks in Asia were mostly higher on Friday after a large rally on Wall Street, as investors monitored the spread of the Omicron variant of SARS-CoV-2 and measures taken by governments to limit its spread. Chinese ridesharing service Didi Global Inc (æ»´æ»´ 出行) said on Friday it would withdraw from the New York Stock Exchange …
Pomerantz Law Firm Announces Class Action Filing Against Alfi, Inc. and Certain Officers and Directors – ALF; ALFIW | national news
NEW YORK, December 2, 2021 / PRNewswire / – Pomerantz LLP announces that a class action lawsuit has been filed against Alfi, Inc. (“Alfi†or the “Companyâ€) (NASDAQ: ALF; ALFIW) and certain of its officers and directors. The class action, filed in United States District Court of the Southern District of Florida, and registered under …
Jack Dorsey steps down as CEO of Twitter
Twitter CEO Jack Dorsey will step down as head of the social media platform he co-founded a decade and a half ago, the company said on Monday. Board member and former chief technology officer Parag Agrawal has been appointed CEO, effective immediately, and Dorsey will remain a member of the board until his term expires …
EDAP to Attend 33rd Annual Piper Sandler Virtual Healthcare Conference
LYON, France, November 29, 2021 – EDAP TMS SA (Nasdaq: EDAP) (“the Companyâ€), the global leader in robotic energy-based therapies, today announced that the company will participate in a corner conversation fire and will host the investor 1×1 meetings at the 33rd Annual Piper Sandler Virtual Healthcare Conference, which runs from November 29 to December …
GT Biopharma announces executive leadership transition to implement next phase of strategic journey
BEVERLY HILLS, Calif., November 8, 2021 / PRNewswire / – GT Biopharma, Inc. (the “Companyâ€) (NASDAQ: GTBP), a clinical-stage immuno-oncology company focused on the development of innovative therapies based on the natural killer cell activator (NK ) Company’s exclusive tri-specific, Tricycle® platform, today announced a restructuring of its management team. Sir. Antoine Cataldo, Chairman and …
Green Plains appoints Farha Aslam to its board of directors
Enter Wall Street with StreetInsider Premium. Claim your 1-week free trial here. OMAHA, Neb., October 27, 2021 (GLOBE NEWSWIRE) – Green Plains Inc. (NASDAQ: GPRE) today announced the appointment of Farha Aslam to its board of directors (the “Board”) as a director independent, as of October. . 26, 2021. Ms. Aslam’s appointment fills the vacancy …
Asia Pacific Wire & Cable Corporation will organize year 2021
TAIPEI, Taiwan, Oct 26, 2021 (GLOBE NEWSWIRE) – Asia Pacific Wire & Cable Corporation Limited (NASDAQ: APWC) (the “Companyâ€), a leading manufacturer of wire and cable products for the telecommunications and electric power in the Asia-Pacific region, today announced that the Company will hold its 2021 annual general meeting (the “Meetingâ€) for shareholders at its …
PSERS keeps its communications secret from the public | News, Sports, Jobs
HARRISBURG – In December 2020, Pennsylvania’s largest pension fund adopted a figure for investment profits that its executives called rock solid. “We have done due diligence”, said the director of investments of the PSERS fund to its board of directors. The number was wrong. In April, the board disowned the figure, passing a new lower …
Seaport Res Ptn Brokers Raises Earnings Estimates for OceanFirst Financial Corp. (NASDAQ: OCFC)
OceanFirst Financial Corp. (NASDAQ: OCFC) – Seaport Res Ptn stock analysts increased their earnings per share estimates for the third quarter of 2021 for shares of OceanFirst Financial in a research note released on Friday, October 8. Seaport Res Ptn analyst D. Bishop now predicts the savings and loan company will earn $ 0.43 per …
Cathie Wood’s ARK leaves New York with a transfer to the Florida office
(Bloomberg) – ARK Investment Management, the company led by Cathie Wood, is joining the financial sector’s shift to South Florida. Bloomberg’s Most Read ARK will permanently close its New York office at the end of October and move its headquarters to St. Petersburg, according to a statement released on Wednesday. The company also announced that …
Cyclo Therapeutics will participate in the 2021 virtual conference on cyclodextrin organized by CycloLab
Sharon H. Hrynkow, PhD, Chief Scientific Officer, Senior Vice President of Medical Affairs, will participate in a moderated panel discussion with academics and industry experts on October 11, 2021 at 4:30 p.m. (CET) / 10:30 a.m. (EST) GAINESVILLE, Florida, October 06, 2021– (COMMERCIAL THREAD) –Cyclo Therapeutics, Inc. (Nasdaq: CYTH) (“Cyclo Therapeutics†or the “Companyâ€), a …
Fed watchdog to investigate financial transactions of officials | Economic news
By CHRISTOPHER RUGABER, economic editor of the AP WASHINGTON (AP) – An independent investigator will examine whether Federal Reserve officials broke the law with financial transactions last year that came under scrutiny from Congress and fierce criticism from outside the central bank. The Federal Reserve’s Office of Inspector General will investigate “whether the business activity …
Recent Delaware Decision Highlights Increased Board Oversight Requirements In Caremark Business | Holland & Knight LLP
On September 7, 2021, the Delaware Court of Chancellery cleared a derivative shareholder lawsuit against The Boeing Company (Boeing), alleging that Boeing’s board of directors had breached its fiduciary duties by failing to implement appropriate monitoring and surveillance procedures on “mission criticisms”. “The risks to aircraft safety. In Regarding the Boeing Company Derivatives Litigation (hereafter, …
Franklin Templeton to acquire O’Shaughnessy Asset Management, a leading provider of personalized indexing through its Canvas® platform
SAN MATEO, Calif .– (COMMERCIAL THREAD) – Franklin Resources, Inc. [NYSE:BEN], a global investment management organization operating as Franklin Templeton, today announced the acquisition of O’Shaughnessy Asset Management, LLC (“OSAMâ€), a leading quantitative management firm in active. With this acquisition, Franklin Templeton adds to its offerings in the high-growth Separately Managed Accounts (SMA) industry, where …
Cryptocurrency Regulators Rush To Create First Major Rules
WASHINGTON – After being largely on the sidelines for years as cryptocurrency has gone from digital curiosity to a volatile but widely adopted innovation, federal regulators are rushing to address potential risks to consumers and financial markets. Their concerns only grew as new and established businesses rushed to find ways to profit from the inflow …
Provident Financial Services, Inc. (NYSE: PFS) is expected to post earnings of $ 0.45 per share
Analysts predict that Provident Financial Services, Inc. (NYSE: PFS) will post earnings of $ 0.45 per share for the current fiscal quarter, Zack reports. Three analysts estimated Provident Financial Services earnings, with the lowest EPS estimate being $ 0.45 and the highest estimate being $ 0.46. Provident Financial Services posted earnings per share of $ …
Why Washington Is Worried About Stablecoins
Stablecoins might be the most ironically named innovation of the cryptocurrency era, at least in the eyes of many regulators and policymakers in Washington. These digital currencies promise to maintain their value, which is usually tied to a government currency like the dollar or the euro, by relying on stable financial support like bank reserves …
NGX Group is committed to improving corporate governance and global best practices
Shareholders of Nigerian Exchange Group (NGX Group or The Group) Plc gathered in the Federal Capital Territory, Abuja, on Thursday, September 9, 2021, for its first Annual General Meeting (AGM) after the demutualization of the Nigeria Stock Exchange (NSE). Amid other critical issues proposed for a shareholder vote, the NGX Group Board of Directors presented …
RAADR, Inc. announces that its audit that will enable it to become a fully reporting company will be completed in the fourth quarter of 2021
PHOENIX, September 17, 2021 / PRNewswire / – RAADR, Inc. (OTC PINK: RDAR), a technology and software development company that monitors cyberbullying and social media platforms with artificial intelligence, today announced that it plans to complete its audit during the fourth quarter of 2021 Known as the “Anti-Bullying Companyâ€, RAADR Inc.’s audit for the calendar …
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Analysis: How Wall Street’s Hottest Trading Trend Fizzled Out
Sept. 16 (Reuters) – Los Angeles Dodgers part-owner Todd Boehly made a lucrative offer last March that Sportradar Group AG (SRAD.O) founder and CEO Carsten Koerl couldn’t pass up. He proposed a merger with his Special Purpose Acquisition Company (SPAC) Horizon Acquisition Corp II that would have valued Sportradar at $ 10 billion. That was …
Camber Energy: Non-reliance on previously published financial statements or related audit report or completed interim report (Form 8-K)
Failure to use previously published financial statements or related audit report or completed interim report. On September 11, 2021, the Audit Committee of the Board of Directors (the “Audit Committeeâ€) of Camber Energy, Inc. (the “Companyâ€), after discussion with the management of the Company and its legal advisors, concluded that between August 2016 and April …
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US SEC sues company that markets beverages to women
The seal of the United States Securities and Exchange Commission (SEC) is visible at their headquarters in Washington, DC, United States, on May 12, 2021. REUTERS / Andrew Kelly / File Photo NEW YORK, Sept. 15 (Reuters) – A Southern California company that sells beer, wine and bottled water targeting female customers has been sued …
Bubble-Wrap Around Sealed Air’s Auditor Change — Perforated by SEC Blunt Tool
It is not in dispute. The replacement of KPMG by EY by Sealed Air Corporation for its 2015 audit was corrupt. The Securities and Exchange Commission so concluded. In proceedings dated August 2, 2021 (here and here), the agency banned and fined William Stiehl, the company’s chief financial officer at the heart of the scheme, …
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2021 Financial Results
CLEVELAND–(BUSINESS WIRE)–SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2021, which ended June 30, 2021. Third Quarter Results Net sales in the third quarter of fiscal 2021 decreased 8.8% o $25.3 million, compared with $27.8 million for the same period in fiscal 2020. Net income for the …
WSFS Financial Corporation (WSFS) Q2 2021 Earnings Call Transcript
Image source: The Motley Fool. WSFS Financial Corporation (NASDAQ:WSFS)Q2 2021 Earnings CallJul 23, 2021, 1:00 p.m. ET Contents: Prepared Remarks Questions and Answers Call Participants Prepared Remarks: Operator Ladies and gentlemen, thank you for standing by, and welcome to WSFS Financial Corporation Second Quarter 2021 Earnings Conference Call. [Operator Instructions] I would now like to turn the …
Civeo Corporation Announces Appointments of Jay Grewal and Michael Montelongo to its Board of Directors
HOUSTON AND CALGARY, Alberta – (COMMERCIAL THREAD) – Civeo Corporation (NYSE: CVEO) today announced that its board of directors has elected Jay Grewal and Michael Montelongo as members of its board of directors effective August 15, 2021. Ms. Grewal has been appointed Class III director with a term expiring in May 2023 and will serve …
Virtu Financial, Inc. (NASDAQ: VIRT) Given the consensus rating of “Hold” by analysts
Shares of Virtu Financial, Inc. (NASDAQ: VIRT) have received an average rating of “Hold” from the seven research companies that currently cover the company, reports MarketBeat Ratings. One equity research analyst rated the stock with a sell rating, three assigned a conservation rating, and two issued a buy rating on the company. The twelve-month average …
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EXCLUSIVE As diversity of fund advice lags, US SEC advisers ask for details on race, gender
July 6 (Reuters) – Mutual fund boards would be required to disclose information about the gender diversity and racial diversity of their directors under a rule change recommended to the leading U.S. securities regulator. The suggestion for an advisory subcommittee of the U.S. Securities and Exchange Commission, which would require additional approval, goes further than …
WSFS Financial Co. (NASDAQ: WSFS) is expected to report quarterly sales of $ 156.04 million
Wall Street analysts predict that WSFS Financial Co. (NASDAQ: WSFS) will post $ 156.04 million in sales for the current fiscal quarter, Zacks reports. Two analysts have made estimates for WSFS Financial’s earnings. The lowest sales estimate is $ 152.87 million and the highest is $ 159.20 million. WSFS Financial reported sales of $ 178.13 …
Robinhood reserves 20-35% of its own IPO shares for its clients
black cat | E + | Getty Images If you invest through Robinhood, you will be able to get early access to stocks when the company goes public. The online brokerage firm is reserving 20-35% of the shares for sale as part of an initial public offering for its clients, according to its latest regulatory …
Snowflake Concludes World’s Largest Virtual User Conference, Highlights New Innovations for Data Scientists
Over 70 customer sessions, hands-on labs, leadership talks and more showcased the power of Data Cloud at Snowflake Summit 2021 No-Headquarters / BOZEMAN, Mont., June 22, 2021– (BUSINESS WIRE) – Snowflake (NYSE: SNOW), the Data Cloud company, hosted its third annual Snowflake Summit June 8-10 and brought together more than 60,000 registered people virtually around …